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AdvicePeriod’s Steve Lockshin was an early investor in Betterment. That opened the door for him to make more investments in fintech firms in the advisor space.
Their future is unknown and that requires more education for both advisors and clients, according to panelists at the TD Ameritrade Institutional’s conference for financial advisors.
At TD Ameritrade Institutional’s advisor conference Friday, leaders from two of the largest industry advocacy groups said they understand the SEC will unveil their proposal for an industry best interest standard “within the next three to five...
The firm said after a second wave of transitions in the first quarter of this year, it will retain 65 to 70 percent, or $70 to $75 billion, of National Planning Holdings’ assets.
TD Ameritrade Institutional President Thomas Nally reassured advisors at the National LINC conference that the human element is more important than ever.