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The SEC chairman said the agency’s proposed rules around improved disclosures and a best interest standard for broker/dealers and advisors are meant to meet the reasonable expectations of clients, regardless of the business model.
For the second time, a three-judge panel ruled against the state attorneys general of New York, California and Oregon to intervene in the case against the DOL fiduciary rule.
The ranks of women billionaires are growing faster than men, Focus adds a team of former Merrill advisors and Securian Financial launches its first national ad campaign.