The executives that saw the biggest median compensation increase last year were CFOs.

The firm has gone outside the financial services arena for a high-profile hire in a push to meet $100 billion AUA goal.

Wyeth Private Wealth focuses on clients’ retirement planning.

The Focus IPO is currently the only pure-play investment in the fast-growing RIA space—and if sophisticated investors see this as an opportunity, advisors should too.

SEI found that 52 percent of advisors have changed their fee structure in the last 4 years.

The evaluation and restructuring began when Susan Schroeder, who has been with FINRA since 2011, was named executive vice president and head of enforcement last summer.

The company lowered its IPO price to $33 but investors pulled it up on its first day of trading.

Chief Executive Officer Sergio Ermotti said UBS has begun to cut costs in wealth management following the merger of the U.S. and international division into one super-unit that manages about $2.4 trillion.