The New York-based independent RIA will be called Opal Wealth Advisors.

Great-West Lifeco is selling its U.S. individual life insurance and annuity business to Dai-ichi Life Insurance Co.'s Protective Life Corp.

Chalice Financial Network promises the perks and privileges that come with being part of a member organization, a la Costco.

Flush with new capital, Independent Financial Partners is considering three acquisition targets ahead of its broker/dealer launch.

The boutique investment bank that specializes in financial sector M&A has worked on a number of deals involving wealth managers.

The two latest teams joined from Bank of America's Merrill Lynch.

Withdrawals at UBS' key global wealth management unit totaled almost $8 billion in the fourth quarter, with clients removing another $5 billion from asset management.

Richard Bernstein Advisors' senior quantitative analyst discusses his belief in niche ETFs and the opportunities he sees in short-duration bond ETFs.