The brokerage has hired a head of municipal trading and head of public finance, new positions.

Carl Richards launches a not-so-secret society, Morgan Stanley high-earner leaves for Merrill Lynch and a Colorado financial advisor is arrested for stalking a teenage girl.

The firm’s acquisition of WealthTrust, an RIA with $6.4 billion in assets, demonstrates the power and attractiveness of the independent model, as well as the evolution of HighTower's strategy.

Newly named Chief Financial Officer Greg Stockett joins the firm from REDI Global Technologies, while Chief Legal Officer and General Counsel Nina McKenna comes from Cetera.

Advisors must fundamentally rethink their business over the next 10 years, or risk becoming extinct.

An unconventional approach to investing drives Scott Minerd’s outperformance at Guggenheim Partners.

Uncertainty over the Trump administration's handling of the fiduciary rule has put JPMorgan's plans on hold.

Robo advisor awareness is on the rise, a Connecticut financial advisor has been barred by the SEC and BlackRock's Tom Fortin joins iCapital Network.