Clients are using tax refunds to pay down debt, not invest; Ameriprise gains team from Wells Fargo and MainSource Banks acquires Indiana investment firm.

“I hear from a number of advisors that they would make the move to independence if there was a way to get some liquidity around the move, because they view it as a way to potentially de-risk the move,” said Dynasty President and CEO Shirl Penney.

Pre-tax profits were up 79 percent to $1.3 billion year-over-year, with help from the wealth unit.

Berkshire Hathaway's shareholders meeting, known as, the "Woodstock for Capitalists" is being held in Omaha this weekend.

RBC launches new tech suite, the real reason fees are going down and how a small online auction site uncovered a profoundly undervalued Chinese vase.

Industry groups encourage the Wall Street lawyer to put a uniform fiduciary standard at the top of his to-do list.

The brokerage lost $3.9 billion in assets and 118 advisors due to departures by some large advisors.

An investment committee can help registered investment advisors establish a disciplined approach to investing and credibility in the marketplace. Here are some best practices when creating one.