Scott Seese, a former American Express and eBay executive, will take charge of LPL's technology.

The Doubline Capital CEO was inducted into the Fixed Income Analysts Society Inc.'s Hall of Fame.

The barometer for being wealthy has changed, Advizr raises $7 million, and a Morgan Stanley team in Seattle joins Raymond James.

Despite market-lagging performance and high fees, they manage more money than ever.

Brad Lamensdorf's newest fund is shining the light on securities lending while trying to make a buck at the same time.

Edward Jones tops wealth management firms in online searches, investors working with advisors are making changes, and UBS loses another $1 billion team.

The introduction of T shares and clean shares is well intentioned, but in many cases, older share classes already offered by fund managers can save investors more money, and mitigate conflicts of interest.

Sentiment toward the financial sector has been improving since the Treasury Department issued a report on overhauling banking regulations.