After doubling in size over the last three years, CEO Joe Duran is going outside the industry, bringing in a retail marketing exec from Oakley Inc., with visions of creating an easily recognizable, digitally based, consumer-facing United Capital...

How to handle HNW female clients who become "suddenly single," College for Financial Planning revises the CRPS designation for the fiduciary rule, and Associate acquires Whitnell.

Two of the bankers oversaw billions in client assets.

Howard Present is accused of allowing F-Squared to mislead investors by falsely advertising the performance of its "AlphaSector" investment product.

The flood waters promised to disrupt business in a district that was transformed over the past decade, with office towers and luxury condominiums now dotting the skyline where little sat when Hurricane Andrew hit Florida 25 years ago.

New Jersey advisor is charged with gambling away client money, RBC hires two veteran brokers, and Johnny Depp puts his farm up for auction.