The acquisition would bring Cetera, previously owned by Lightyear prior to RCS Capital, full circle.
Pawn shops are catering to the wealthy now, Morningstar introduces its Quantitative rating and Mercer Advisors acquires Traust Sollus.
Some big banks are lobbying right up to the vote this week in hopes of salvaging a victory.
The former head of technology left the firm for Greg Fleming’s Rockefeller Capital Management.