Aegis Capital fined by the SEC and FINRA, Louisiana advisor pleads guilty to fraud and Envestnet introduces Quick Start offering for breakaways.
UBS is combining the regional teams responsible for managing products and services related to alternative investments, investment mandates and partnerships.
The new offering includes investments that are targeted at having a positive social and economic impact through advancing women.
The firm is looking to differentiate itself in the advice arena by emphasizing behavioral financial advice.
The financial planning company’s CEO said the hires represent a turning point in the industry’s technology space.
