Michael Murray, who spent 16 years helping LPL become the nation’s largest independent broker/dealer, is leaving that firm to help implement Cetera’s next growth initiative.
White CFP professionals blame the reluctance of people of color to join the profession for the lack of diversity; black CFPs blame the firms.
The hardest thing to do is bring in a client, AE Wealth Management’s David Bach says.
The Investment Management Due Diligence Association found that almost 90 percent of respondents to a recent survey do not specifically inquire about sexual harassment when interviewing prospective managers to oversee assets.
Advisors looking to bring in Generation X and millennial clients are finding different pricing structures—not the traditional AUM model—that resonates with prospects, according to a new TD Ameritrade Institutional survey.
Edward Jones has named Jim Weddle’s replacement, Sallie Krawcheck is giving women $100,000 and Merrill Lynch names a new L.A. market executive.
Michael Piwowar, who was appointed by President Barack Obama in 2013, plans to step down on July 7.
Nancy Fahmy will head the new unit created from the merger of the Specialty Asset Management and Alternative Investments groups.
