Commentary: RR Magazine's Editor in Chief Dan Jamieson's Comment Letter to the NASD June 22, 2001 Barbara Z. Sweeney Office of the Corporate Secretary NASD Regulation Inc. 1735 K Street, NW Washington, DC 20006-1500 Comment on Proposed...
After one more in a long string of delays, Morgan Stanley on May 17th finally gave its brokers the ability to create personal home pages, according to a firm spokesperson. For a look at one of the first Morgan Stanley broker home pages (which are...
The General Accounting Office (GAO) released a report June 22 that was critical of the Securities Investor Protection Corp. (SIPC), as well as the SEC’s role in overseeing the SIPC. The GAO is Congress’ investigative arm, and its SIPC...