Christopher Andreach, who managed about $500 million in assets, rejoined his former firm in its Florham Park, N.J., office after spending only a few months at UBS Financial Services.
Kelleher -- once considered a potential successor to Morgan Stanley Chief Executive Officer James Gorman -- will stand for election to succeed Axel Weber at UBS's annual meeting in April.
Penny Phillips, co-founder and president of Journey Strategic Wealth, discusses the keys to creating sustainable growth and the evolution of options now available to independent advisors.
The transaction represents a broader industry trend of larger RIAs giving up ownership and control.
David Lenok and Matthew Erskine discuss the relevance of protecting your intellectual property regardless of your celebrity status.
Ninety-five-year-old grandmother spars with two of her grandson over FINRA award payout, refuses to sign gag order.
Richard Mullen, Founding Partner, CEO, Pallas Capital Advisors, discusses what led him to explore his options outside of UBS.
Private equity veteran Kent Weldon has made a private investment in Venturi Private Wealth, a fast-growing RIA founded by Merrill Lynch veteran Russ Norwood.
The charges against Lina Maria Garcia followed previous ones filed in June against UCB Financial Advisers and her partner, Ramiro Jose Sugranes, for a scheme that allegedly cost clients $5 million.
Fintech executive Eric Arnold had to shut down his company in late 2019, amid sexual harassment allegations within the leadership ranks. But he’s now got a chance at a comeback.
