As chair of Maryland's Financial Consumer Protection Commission, Gary Gensler advocated for a client-first fiduciary standard for broker/dealers as well as 'anyone who holds themselves out as an advisor.'
With last week's violence at the Capitol and this week's presidential inauguration weighing on Americans' minds, advisors must consider if and how politics should arise in conversations with investors.
A Hartford, Conn.–based team partnered with RIA support platform Integrated Advisors Network to go independent and expand client access to alternative investments.
Here are the breakaways, mergers and acquisitions announced the week of Jan. 11, 2021.
With a team of three other co-founders, Jud Mackrill is launching an 'integration as a service' company, called Milemarker, to help advisors better understand the data within their firm.
Terry Cook, managing partner of Parcion Private Wealth tells his breakaway story from UBS.
Thrivent's Luke Winskowski discusses the work the firm is doing to bring together advisors and provide them with the tools they need.
