Scottsdale, Ariz.-based Progressive Financial Concepts joins Wealth Consulting Group, an office of supervisory jurisdiction of LPL Financial.

Ronald Thacker will be based in Austin and help Americana with expansion plans in Texas and other states.

Mike Winkelmann aka "Beeple," sold a non-fungible token of his piece “Everydays: The First 5000 Days” for $69.3 million.

The mergers, acquisitions and advisor moves that occurred the week of March 15, 2021.

The case against James Roland Jones is the SEC's first enforcement action involving alleged securities violations on the dark web.

Avantax hires a CMO and elevates practice management leaders, even as an outside investor seeks to shake up the broker/dealer's parent company.