Mike Winkelmann aka "Beeple," sold a non-fungible token of his piece “Everydays: The First 5000 Days” for $69.3 million.

The mergers, acquisitions and advisor moves that occurred the week of March 15, 2021.

The case against James Roland Jones is the SEC's first enforcement action involving alleged securities violations on the dark web.

Avantax hires a CMO and elevates practice management leaders, even as an outside investor seeks to shake up the broker/dealer's parent company.

While SurePath's AUM is small, the firm, co-founded by brothers Patrick and Jeff Brewer, will create a marketing and practice management engine inside WealthSource with the intention of becoming the next United Capital.

RIA and investor Ancora argues Blucora is mismanaging Avantax, its roll-up of tax-centric broker/dealers, including HD Vest, sending advisors fleeing.

The team, which specializes in working with corporate executives and families, will be known as Executive Wealth Partners.