The AdvisorShares Gerber Kawasaki ETF is based on nine investment themes advisor Ross Gerber expects will outperform in the post-COVID economy.

Nearly a year and a half after integrating its last acquisition, Brent Brodeski's Savant Wealth Management has acquired a $250 million Michigan firm.

Isaiah Goodman pleaded guilty to mail fraud in federal court, with the Department of Justice arguing he defrauded at least 23 clients out of millions.

Phillip W. Conley could face up to 20 years in prison for portraying himself as an investment advisor to raise funds from about 18 victims, according to the Justice Department.

SEC Chair Gary Gensler’s first pick, Alex Oh, resigned within days of taking the job after a federal judge questioned her conduct in a case she was working on in private practice.

Managing $580 million, advisors Steven Carlsen and Sathya Chey are the latest firm to go independent with the help of LPL's Strategic Wealth Services.

Radnor Financial Advisors adds to CI Financial tax planning and corporate compensation services.

The Richie family reality stars, basketball legend Magic Johnson and Australian mogul James Packer were among the celebrities spotted on yachts in Greece last week.