Richard Mullen, Founding Partner, CEO, Pallas Capital Advisors, discusses what led him to explore his options outside of UBS.
Private equity veteran Kent Weldon has made a private investment in Venturi Private Wealth, a fast-growing RIA founded by Merrill Lynch veteran Russ Norwood.
The charges against Lina Maria Garcia followed previous ones filed in June against UCB Financial Advisers and her partner, Ramiro Jose Sugranes, for a scheme that allegedly cost clients $5 million.
Fintech executive Eric Arnold had to shut down his company in late 2019, amid sexual harassment allegations within the leadership ranks. But he’s now got a chance at a comeback.
Snowden Lane’s Rob Mooney discusses the major changes in the wealth management landscape including the navigation of M&A and various client acquisition strategies.
The four-advisor team will create Famiglia Wealth in Bloomfield Hills, Mich., Sanctuary’s first Michigan partner and fifth ex-Morgan Stanley team to join this year.
Innovators and influencers set to change the industry in 2022
The firm announced that two new teams would join Raymond James in Georgia, while a financial advisory duo departed Merrill Lynch to join the company’s Fort Myers, Fla. office.
