A succinct roundup of the major M&A announcements for the first week of February.

The Massachusetts Securities Division alleges that Bruce Cameron invested more than $30 million of client assets into securities related to energy and over-concentrated the accounts of at least 10 investors.

In addition to being an investor, Pottruck is executive co-chairman of startup Magnifi's board; he and CEO Hurwitz talk about where the industry has come from and where it could go.

How Vista Equity Partners’ boss parlayed connections, charity and cooperation to win a non-prosecution agreement from the Justice Department.

Times are changing at Goldman Sachs.

The former CEO of KMS Financial will lead a new team at Advisor Group dedicated to creating a 'feedback mechanism' to better support advisors, tailored to their specific business model.

DeBeer, May, Hanna Wealth Management Group join Stifel’s broker-dealer in Dallas.

The addition of Bainco gives Cerity a New England presence and increases its AUM to $28 billion.

Goldman Sachs Wealth Management's chief investment officer also calls cryptocurrencies "gambling...not an investment."