The mergers, acquisitions and advisor moves you may have missed that were announced the week of April 5–9, 2021.

It's been a busy springtime in the world of fintech, just ask iCapital Network, Addepar and Plaid.

Advisor Alfredo Garcia decided to move to Snowden Lane after Wells Fargo announced in January it would stop catering to international clients, which make up a majority of his book.

Aldrich is the latest in a string of high-profile marketing officers in the advisory space to leave their firms over the past few months.

Advisor Mark Mitamura says Integrated Partners will help provide more services to his business-owner clients.

Anthony Wayne March will also have to pay more than $6 million in restitution after pleading guilty last August to one count of wire fraud.

Nessim, president of Kingswood U.S. and CEO of Kingswood's SPAC, takes over the CEO duties of Derek Bruton, who has stepped down.

The SEC claimed George Blankenbaker raised more than $11 million from investors, while the Justice Department also charged him with wire fraud and money laundering.