Alex Oh, who joins from law firm Paul, Weiss, Rifkind, Wharton & Garrison, replaces Stephanie Avakian, who stepped down from the role in December after a four-year tenure under the Trump administration.
Tobias Financial Advisors' Marianela Collado tells her story about the importance of a succession plan for financial advisors.
The bank filed a complaint in federal court alleging that the former employees resigned earlier this month and have attracted 48 clients with about $59 million in assets.
UBS recruited two teams with over $1 billion in AUM from Wells Fargo and JP Morgan in Miami.
The tragic death of her father on 9/11 set advisor Chloe Wohlforth on a life journey influenced by that day.
Steward Partners has added the Poljak Group to its quick-growing list of firms.
The settlement between the SEC and Chistoper Hibbard comes several months after he was sentenced to more than eight years in jail for defrauding numerous clients.
The DOJ charged Eddy Blizzard with wire fraud and aggravated identity theft. The alleged crime caused the victim's house to go into foreclosure.
The mergers, acquisitions and advisor moves you may have missed the week of April 12 to 16, 2021.
Kuttin Wealth Management's Jonathan Kuttin describes how his business grew more by getting advisors completely out of the prospecting business and focused on the client experience.
