Warren Buffett said the 58-year-old executive will take over the $630 billion business when he steps down.

Daryl Bank faces a maximum sentence of 300 years in prison after a jury in Virginia federal court found him guilty of defrauding investors, many of whom were retirees.

The merger of Coldstream Wealth Management and Paracle Advisors was done without private equity or outside equity capital and preserves its employee ownership structure.

The mergers, acquisitions and advisor moves you may have missed the week of April 26-30, 2021.

Creative Planning CEO Peter Mallouk and entrepreneur Mark Cuban make a big bet on crypto, Amazon and Netflix versus the S&P 500; Nottingham gets approval for mutual fund-to-ETF conversion; and CI Global launches an Ethereum mutual fund.

Doug Flaherty helped many advisors on his team find new homes after Wells exited the international business.

During a recent Inside Wealth panel, advisor Rick Ferri argued that AUM-based advisors aren't incentivized to put clients first, while attorney Max Schatzow stressed advisor compensation for 'value' isn't easily quantified. Either way, advisors...

The team, which will run RBC’s new Lake Forest, Ill., branch, is the latest to jump ship at Merrill Lynch.

Peter Quartararo convinced investors that he could purchase shares of companies like Peloton or AirBnb before their initial public offerings, according to prosecutors and the SEC.