Sutton, Mass.–based advisor James Couture was charged with wire fraud and aggravated identity theft and was accused of using client funds for his own personal and business expenses.

The $221 million independent broker/dealer joins Advisor Group for succession planning.

Nuveen's former chief equity strategist, Bob Doll, has joined Crossmark Global Investments, a boutique faith-based investment management firm, as chief investment officer.

Focus Financial acquired ARS Wealth Advisors to expand its Florida presence.

The annual program honoring individuals and business initiatives that help financial advisors better serve their clients will be held in person in New York City on Sept. 9.

The increasingly acrimonious split has led the CEO Mark Suzman to tell employees he’s in talks to strengthen “the long-term sustainability and stability of the foundation,” including possibly bringing in outside directors.

The mergers, acquisitions and advisor moves you may have missed the week of May 24, 2021.

Icahn took some time to discuss his views on American malls, U.S. President Joe Biden’s performance so far, and the impact inflation might have on an economic rebound.