Jul 02, 2021

The advisor moves, acquisitions and mergers you may have missed the week of June 28, 2021.

Fund News Advisors Can Use: New Bill Would Expand Private Investments in Closed-End Funds

Jul 02, 2021

In this week’s fund news, a new House bill would update restrictions on closed-end funds investing in private markets; advisor Ross Gerber launches an active ETF; and CoastalOne introduces an alternatives platform powered by WealthForge.

Bessemer Trust Wants Out as Britney Spears’ Estate Co-Conservator

Jul 02, 2021

The wealth management company formally files to withdraw.

HUB International Brings LPL a Raymond James Advisor

Jul 01, 2021

LPL Financial recruits $125 million advisor Brandon Chase from Raymond James.

Mindy Diamond on Independence: Celebrating Independence

Jul 01, 2021

The top four breakaway stories from the Mindy Diamond on Independence podcast.

Michael Kitces' #FASuccess Podcast: Patty Kreamer on Advisors 'Reducing Clutter' in Their Work Routines

Jul 01, 2021

Productivity Uncorked's Patty Kreamer details why advisors need to have a concrete plan for each day.

Advisor Ross Gerber Launches Active 'Roaring '20s' ETF

Jul 01, 2021

The AdvisorShares Gerber Kawasaki ETF is based on nine investment themes advisor Ross Gerber expects will outperform in the post-COVID economy.

Savant Wealth Management Steps Back Into Acquisition Mode

Jun 30, 2021

Nearly a year and a half after integrating its last acquisition, Brent Brodeski's Savant Wealth Management has acquired a $250 million Michigan firm.

Riskalyze Fintech Report Card: June 2021

Jun 30, 2021

Riskalyze CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month.

Former Minnesota Advisor Sentenced to Seven Years in Prison for $2.3M Fraud

Jun 30, 2021

Isaiah Goodman pleaded guilty to mail fraud in federal court, with the Department of Justice arguing he defrauded at least 23 clients out of millions.