The addition of Bainco gives Cerity a New England presence and increases its AUM to $28 billion.

The 15-member Commission on Sanctions and Fitness will also look to revise the standards for those who are hoping for CFP certification.

The firm made seven RIA acquisitions in the last month of 2020 with a total of almost $3.9 billion in assets under management and more than 3,200 new clients.

Thirty-four-year-old Keith Patrick Gill is the person behind YouTube videos that lit the fuse, according to a Reuters report.

The GameStop-Robinhood saga is a distraction from what’s really wrong with mainstream investing in America.

Here are the breakaways, mergers and acquisitions, and appointments announced the week of Jan. 25, 2021.

Hamilton Lane is acquiring Denver-based long-short equity fund manager 361 Capital, with more than $600 million of assets. It's the third acquisition in Hamilton Lane's 30-year history.

A new report from the Institute for the Fiduciary Standard urges the SEC to “rebrand Reg BI as a ‘New Suitability’ standard for broker/dealers” to clarify that brokers’ product recommendations are different from best interest fiduciary advice.

Raymond James Chairman and CEO Paul Reilly says the pace reflects higher competition for talent, especially in the employee channel.

The SEC announced it is monitoring the volatility in the options and equities markets.