See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Advisors Michael Brown and Brian Flynn have left Magnus and teamed up with practice management coach Penny Phillips to create Journey Strategic Wealth, a new spin on the aggregator model.
The charges against Michael and David Sztrom were filed late last week and are one of two complaints against advisors related to a California-based RIA.
Witnessing the insurrection at the Capitol, financial advisor Rianka Dorsainvil couldn't just return to normal. "There's nothing normal or usual about any of this."
With last week's violence at the Capitol and this week's presidential inauguration weighing on Americans' minds, advisors must consider if and how politics should arise in conversations with investors.
Women and people of color are still grossly underrepresented in the advisory industry compared with the broader population, according to new Cerulli Associates data.