Harris Baltch and Jack Petersen, co-founder and managing partner of Summit Trail Advisors, delve into integration best practices, common pitfalls that buyers should be aware of to be successful on their next deal and more.
Cetera completes its acquisition of Voya’s financial planning channel, which will join the firm’s regional director model and be rebranded Cetera Wealth Partners.
David Aaron Rockwell pleaded guilty to charges of wire and bank fraud in January and will pay more than $1 million.
The investment firm started by the wealthy heirs to the Hyatt Hotel fortune had been looking to make an investment in wealth management for several years.
An advisor doesn’t need to be in direct talks with private investors for this trend to have a real impact on their work.
The agency claims it needs additional tools and resources from Congress to properly regulate the burgeoning industry.
