See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
Get the latest stories direct to your inbox - subscribe to the Morning Memo.
As head of Diverse Segments, Clarence Nunn will lead Wells Fargo Wealth and Investment Management's efforts to expand the firm's client diversity and services.
The association's annual event was scheduled to be held in September in Columbus, Ohio, but the spread of the delta variant made the decision 'straightforward,' according to CEO Patrick Mahoney.
Mark Bruno, managing director at Informa Wealth Management, talks with Stratos Wealth's Jeff Concepcion about the growth and rise of Stratos into a platform with more than $19 billion in assets under management.
According to the commission, Robert J. Mueller used investors' funds for numerous personal expenses and also used clients' funds to pay previous investors.
Hightower's 'strategic investment' in Investment Security Group comes at a time when the firm is 'poised for expansion' throughout Colorado, the West and the rest of the country, according to Hightower CEO Bob Oros.
In a statement before the Senate Finance Committee, XYPN co-founders Michael Kitces and Alan Moore said a provision in the Retirement Security and Savings Act would unfairly benefit record-keepers and could result in conflicted advice.