In the new role, Abby Axelrod-Wunderman will lead Fiduciary Trust’s philanthropic strategy, planning and administrative support.
According to the commission, Western International Securities and several of its reps ran afoul of the rule by recommending and selling $13.3 million in high-risk L Bonds.
The Entrepreneurial Capital program provides more flexibility for the advisor and includes traditional, bridge and jumbo loans, as well as an equity financing option.
More than half of U.S. states now have passed a best interest rule for annuity sales based on an NAIC model.
After nearly 20 years with Schwab, Natalie Straub is now dedicating herself to Coldstream’s 'ambitious' growth initiatives and scaling efforts.