Are your employees singing ‘You won’t break my soul’?

They are not the same—just ask Harry Markowitz.

The program is an integrated part of the company’s existing platform to assist IARs in the states with rules on the books based on NASAA’s template for CE requirements.

After AdvicePeriod was acquired by Mariner Wealth Advisors, Katherine Simmonds left to start her own RIA with some help from tru Independence.

Sageview continues its focus on retirement and wealth with its Summit Financial Consultants acquisition.

The Aloha State is the 27th to enact a rule or law based upon the model passed by the National Association of Insurance Commissioners, intended to align state regs for annuity sales with the SEC’s Regulation Best Interest.

Open, honest and candid discussions about the latest news in the RPA industry.