CEO David DeVoe said his firm launched the GrowthBuilder platform in response to a disquietingly slow rate of growth for the average advisory firm that is often masked by market performance.

The firms settled charges they failed to deliver the disclosure document to clients on time or with complete information.

Even online banks promising ‘high-yield’ offerings haven’t budged on their rates after 2022’s sharp bond-market selloff.

Activist investor Engine Capital issued an open letter to Blucora shareholders Monday, seeking three seats on the public company’s board of directors.

Sanctuary has taken minority stakes in partner firms Concenture Wealth Management and G Squared Private Wealth to create 6 Degrees, a new entity designed to pursue acquisitions in the Southwest. The deal is a model for future Sanctuary investments...

A California federal court judge found Mark Boucher and his company Strategic Wealth Advisor Group Services liable for stealing for more than $2.2 million from clients.

In a world that is evolving rapidly, it can be easy to hang on to misconceptions that may ultimately hinder success.

Focus Financial Partners represents CAIS' first enterprise-level customization at this scale, and CAIS CEO Matt Brown sees this as a jumping off point to working with others going forward.