If other publicly traded RIA aggregators are any indication, CI Financial may not get the valuation it’s hoping for, sources close to the M&A space argue.

Part of Apollo's plan to expand the business will involve making it easier to get into private credit, real estate and buyout funds through technology. 

The team will offer investments that focus on promoting equality, expanding opportunities and improving outcomes for underrepresented or marginalized groups.

Wealthtech firms announced more than $150 million in investments across alts, female-focused investing and crypto.

In a court filing, Wells Fargo argued there was "no evidence in the record" supporting the existence of a verbal agreement between its counsel and FINRA to exclude certain arbitrators from their cases.

The Canadian aggregator of U.S. wealth management firms will use the proceeds of the IPO to pay down debt.

With the continued focus on index providers and the growth of index-based investment products, increased regulation is inevitable, writes the former CEO of S&P Dow Jones Indices.

The big name providers are set to become even bigger, writes the former CEO of S&P Dow Jones Indices.

Now that it owns a custody platform, Axos Financial is positioning itself as an advocate for small advisors.