Asset managers and many advisors are waving red flags around FINRA's proposal to craft new rules for "complex products," which could make it harder to invest in leveraged funds. But one group representing investors has a different take.

Carson Wealth will help digitize client experience and support succession for Karn and Couzens' offices in Connecticut's Hartford area.

NFP says it is realigning the company to better showcase growing wealth management and retirement plan offerings, attract new talent and deliver "holistic" financial planning.

The application to open a trust company is the Canadian financial services firm’s latest development in a busy two years after first entering the U.S. RIA space.

Savant Wealth Management has announced three promotions and one new hire as part of a five-year, 500% growth plan supported by capital from Kelso & Company.

The decline in the regulatory authority’s operating revenues is expected to be offset by previously announced fee increases on member firms.

Skafco, which includes financial planners Rod Skaf and Wayne Niles, operates out of Dublin, Ohio; both planners have more than three decades of experience in the industry.

Advisor head count remained flat quarter over quarter, although the independent broker/dealer recruited a record $529 million in new assets during the first quarter of 2022.