The Advisor Practice Exchange Program (APEX), now available to the firm’s 165 advisors, will match buyers and sellers both inside and outside the Prospera network.

The new support platform for underrepresented advisors will offer coaching, model portfolios supported by Vanguard and Alpha Architect, and access to a tech stack that includes Altruist, RightCapital, Envestnet | MoneyGuide and more.

Hiring will be across all job functions—69% in customer-facing positions, while 14% will be technology roles.

State Comptroller Glenn Hegar is demanding that more than 140 financial firms disclose their climate policies -- and whether they restrict or prohibit doing business with energy companies.

The $3.6 billion HighPoint Advisor Group agreed to pay more than $760,000 and will also help return funds to harmed clients, according to the SEC order.

New M&T acquisition People’s United will join LPL Financial's institution services platform in the second half of this year.

The Wealthies are a way for the retirement and wealth management industries to learn and help each other to enable and support the brave RIAs and RPAs that want to provide better outcomes for clients while growing their practices.