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The Independent Establishment

Highlights
Seeking a Specialist
Jul 08, 2016
SYM Financial Corp.’s roots go back 60 years—plenty of time to have explored a few business...
Old Friends, Advisor Allies
Jul 08, 2016
Derek Holman and Brian E. Parker had a leg up on their peers when they founded EP Wealth Advisors, an RIA in...
Planning for Growth
Jul 07, 2016
Jeff Dekko, chief executive at Wealth Enhancement Group in Plymouth, Minn., says his hybrid RIA has big expansion plans, but he denies buying businesses simply for their size. He wants the firm to become a national brand known for its financial...
Will Tech Ease the DOL Burden?
Jul 07, 2016
With the Department of Labor’s release in April of rules governing new fiduciary responsibilities for advisors who advise on retirement plans, FAs large and small are beginning to come to terms with what will be expected of them. For the...