SEC Says No New Rules on Broker Bonuses

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Dec 3, 2010 5:02 pm

Schapiro's comments at a SIFMA conference in early November ignited a flurry of speculation that the regulator planned to write new rules to eliminate broker recruiting bonuses, or require greater disclosure of the terms of these bonuses to clients. But neither thing is going to happen, the SEC says.

http://registeredrep.com/advisorland/sec_says_it_is_not_writing_new_rules_on_broker_bonuses/