Oppenheimer manager fired

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Jul 27, 2007 10:28 pm

Boston OPY mgr fired  after $1mm fine ... day late amd $1.00 short ?

Jul 28, 2007 10:19 am

who cares.


Chat room @ 9 pm, get a life.

Jul 28, 2007 10:45 am
Jul 28, 2007 12:08 pm
Jul 28, 2007 12:32 pm

What a horrific story.


Thing like this are one of the chief reasons why individual brokers have such a difficult time establshing credibility.


Read this, it's a lesson in the dark side of the business.  From what I read on this forum there are several practitioners of the dark side who enjoy boasting--annonymously--about their own ethics.


I love the line regarding "a score of ten on the chutzpah scale."


I have never cosidered this particular branch of the name "Oppenheimer" to be anything other than a chop shop.


There's a guy in NYC named Phil Oppenheimer who runs a small shop that he called P. Oppenheimer for years.  Then, somewhere along the way he took on the name "Oppenheimer and Close."    I suspect he often wishes his name was R. Merrill instead of P. Oppenheimer.


http://www.thestreet.com/s/oppenheimer-has-heart-of-stone-et hics-of-putty/newsanalysis/wallstreet/10367013.html

Jul 28, 2007 12:37 pm
Jul 29, 2007 9:55 am
badmove?:

who cares.


Chat room @ 9 pm, get a life.



uummm... chat room while your wife is in labor?

Jul 31, 2007 3:07 pm
ymh_ymh_ymh:

what's wrong with being a transactional rep if your ethical?

Aug 1, 2007 7:14 am
Aug 1, 2007 9:42 pm

I have a friend in that office, you would not believe the stories, you could write a book. Zippers in the bathroom @ 7 am, forcing CEF's down brokers throats, wanting a higher ROA not a lower ROA on large accounts, it was ridiculous.

Aug 1, 2007 10:25 pm
badmove?:

I have a friend in that office, you would not believe the stories, you could write a book. Zippers in the bathroom @ 7 am, forcing CEF's down brokers throats, wanting a higher ROA not a lower ROA on large accounts, it was ridiculous.


Zippers? What's that?

Aug 2, 2007 8:48 am

coke

Aug 2, 2007 11:52 am

But isnt cocaine illegal? What bad, bad brokers they are...

Aug 2, 2007 12:05 pm

You should read that broker's NASD profile.  He owes almost $6MM to the old lady...