Skip navigation
Menu
Search Forums
The Advisor Forums

Leaving Jones to wholesale

or Register to post new content in the forum

2 RepliesJump to last post

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Apr 4, 2009 5:29 pm

mrmustard

Joined: 2009-04-04Offline

Does anyone know if I leave EDJ after 2 years to wholesale for one of the vendors, will they come after me for the $$$?  I always thought they only did that if you left in a competitive situation, but wasn't sure if they would do it if you went to the wholesale side.  Thanks!

Apr 4, 2009 5:48 pm

Valhalla

Joined: 2009-02-13Offline

not sure, but i do know that if you are looking to wholesale for one of their preferred’s it will be looked down upon by the fund family/ins co., thereby reducing your chances of interviewing. i think they simply do not want to step on EDJ’s toes in that scenario. not sure if that is the case with other firms, but just what i know from presonal experience.