Rookies & Trainees

A place for rookies and wannabes to have their questions answered.

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How difficult is it to get into UBS training program?

by WestCoast Johnny

2

by darngoner

Jul 25, 2017

Form U4 – 14K; bad credit

by the.ronin

28

by PETERSON PRICE

Jul 25, 2017

Am I hirable? I lost my job at Morgan Stanley for not passing series 7 after 2 attempts. I'm depressed to let this chance go

by Xavier

2

by darngoner

Jul 25, 2017

Industry washout

by Coldslam49

1

by Coldslam49

Jul 19, 2017

Region Bank Financial Consultant

by scplanner

1

by scplanner

Jul 18, 2017

Career path through AXA?

by Young

3

by Clevelandfan1993

Jul 17, 2017

MSSB Business Plan

by MBA2FA

35

by Ricus Nieuwoudt

Jul 14, 2017

Zoom info users

by HorizonWorx

1

by HorizonWorx

Jul 13, 2017

Taking additional exams without company needing them

by ouchrush

1

by ouchrush

Jul 1, 2017

How to avoid personal advising job scam?

by bradrw

9

by cdomae

Jun 30, 2017

Series 7 Prep - ExamFX?

by 8garrison

1

by 8garrison

Jun 27, 2017

New York Life Sales Training

by amitheonlywoman

39

by pop11

Jun 27, 2017

Barclay financial help

by Barclay Loan

1

by Barclay Loan

Jun 26, 2017

SERIES 66... Seriously?

by KES1122

89

by stevendom1987

Jun 22, 2017

Series 65 using TC

by Cajunese

1

by Cajunese

Jun 18, 2017

Fundlender company

by FUNDLENDER COMPANY

1

by FUNDLENDER COMPANY

Jun 15, 2017

Morgan Stanley?

by Maximos

15

by jcla

Jun 15, 2017

Failed the Series 7, studied like crazy for a whole month. I have a 2nd shot... Advice?

by AvalonLynn

2

by Matorax

Jun 6, 2017

CPA considering career change to financial advisor

by bluedemon24

9

by Big-4-tx

Jun 4, 2017

**new** series 7 exam 11/7

by DH824174

109

by Dave S

May 31, 2017

Do B shares pay trail commission to advisor?

by alaska13dude

1

by alaska13dude

May 27, 2017

Series 7 sponsor as part time

by Jcolontonio

1

by Jcolontonio

May 26, 2017

Syntoniq.com--great tool to help you newbies close prospects

by drose

2

by hull robert

May 25, 2017

Series 7 Study Material -Kaplan or Training Consultants?

by olg8144

15

by HT86

May 24, 2017

Series 7 Kaplan vs Training Consultants-Could really use some feedback

by vb221

12

by HT86

May 24, 2017

Merrill Lynch PMD

by Ghost1

2

by nw4046

May 23, 2017

Repaying Training Costs

by Al1345

2

by Ghost1

May 16, 2017

Employment disclosure

by DrewC

1

by DrewC

May 15, 2017

How do financial advisors handle their clients' transactions?

by mac404

2

by mama1212

May 12, 2017

How to get started? (NWM and medicare)

by SwissmissinTexas

2

by mama1212

May 12, 2017

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