Without series 7

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Feb 20, 2007 11:13 pm

I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???

Feb 21, 2007 1:33 am
fastcar:

I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???



Well then why are you asking us?

Maybe you should go back and re-read!

Feb 21, 2007 8:32 am
fastcar:

I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???


I recall putting ketchup on meat loaf???

Feb 21, 2007 10:26 am

If you have nothing to add......get a life

Feb 21, 2007 10:33 am
fastcar:

If you have nothing to add......get a life


I might not have a life, but I have a series 7.

Feb 21, 2007 10:50 am
My Inner Child:
fastcar:

If you have nothing to add......get a life


I might not have a life, but I have a series 7.



He's got a point.

Feb 21, 2007 10:56 am
fastcar:

If you have nothing to add......get a life


You are on the wrong site.  And you asked a stupid question.  Don't be surprised at the answers you are getting.


See, we have practices and we devote our careers to this.  It is serious to us, not something we would do part time or on the side.


So, your question is insulting to us.  And maybe you did not mean to insult us.


I just thought you might like an explanation for the abuse you will get.

Feb 21, 2007 11:12 am
My Inner Child:
fastcar:

I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???


I recall putting ketchup on meat loaf???



You know.... I'm beginning to really like Inner Child.

Feb 21, 2007 11:57 am

Fatcar - are you actually trying to lay out a case to enter this business as a producer, and keep your client base to under twenty-five (not to mention doing this without a license)?  Doesn't that strike you as a bit unusual?


And - ketchup on meatloaf?  Sounds like a scandanavian hotdish. 


Meatloaf recipe #1 - 1 pound ground beef and 1 pound italian sausage, 3 cloves crushed garlic, 1 minced onion, 1/2 minced green pepper.  Mix all together.  Wrap in bacon (thick sliced), put in a baking dish.  Top with hot sauce!  Serve with 'chilled' merlot.

Feb 21, 2007 12:01 pm

I'm really freakin' hungry now.

Feb 21, 2007 12:36 pm

I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???


People have been tough on you with this question.  It's good to see! 


I'm guessing that you don't have no idea as to why people are being so tough on you.   I'll give you a hint.  Once you figure out what the Series 7 allows you to do, you'll understand why your question is nonsensical.


P.S. You are correct that you can advise 25 people or less without your series 7.  You can also advise more than 25 people without it.  You can even advise exactly 25 people without it.


Feb 21, 2007 4:33 pm
apprentice:

Meatloaf recipe #1 - 1 pound ground beef and 1 pound italian sausage, 3 cloves crushed garlic, 1 minced onion, 1/2 minced green pepper.  Mix all together.  Wrap in bacon (thick sliced), put in a baking dish.  Top with hot sauce!  Serve with 'chilled' merlot.



That's the most useful thing in this thread so far.


Back to the topic, I give people financial advice all the time, and I don't have my 7 yet.  I don't charge them though.  And they're the ones who actually put in the trade orders for their accounts.

Once I actually do this as a profession, though, I'll get the 7.


Feb 21, 2007 5:04 pm

Trapper SS,  Your post is as nonsensical as the original poster. 

Feb 21, 2007 5:21 pm
anonymous:

I recall reading somewhere about licensure requirements for advising 25 or less people can be done without a series 7???


People have been tough on you with this question.  It's good to see! 


I'm guessing that you don't have no idea as to why people are being so tough on you.   I'll give you a hint.  Once you figure out what the Series 7 allows you to do, you'll understand why your question is nonsensical.


P.S. You are correct that you can advise 25 people or less without your series 7.  You can also advise more than 25 people without it.  You can even advise exactly 25 people without it.





anonymous...thank you for the only response with merit..others are just blowing it..



My top 20 is 50M...I have my series 7...looking to go part time..hence the question.

Feb 21, 2007 6:33 pm

Are you trying to make money giving advice or selling product?

Feb 21, 2007 7:33 pm
babbling looney:
My Inner Child:
fastcar:

I recall reading somewhere about licensure requirements

for advising 25 or less people can be done without a series 7???

[/

P]

I recall putting ketchup on meat loaf???





You know.... I'm beginning to really like Inner Child.





What's not to like?

Feb 23, 2007 11:16 pm

Okay..I would like to make you an offer on your top 20. PM me.