Wealth Management is part of the Business Intelligence Division of Informa PLC
This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. Registered in England and Wales. Number 8860726.
Log in or Register to post new content in the forum
1 ReplyJump to last post
More information about text formats
What licenses do I need to sell IRA's and manage 401k accounts? I imagine most of everything I'll work with is Mutal Funds. So do I need series 6 and 63 or something more? Can I do this independent?
Thanks guys and gals!