Leaving Old Firm

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Nov 6, 2009 8:32 pm

I am leaving my old firm where I sold health and IRA rollovers. I am starting my own firm with the principal business being health insurance. However, I'd still like to help people who ask rollover their old balances. Do I have to become a broker-dealer?