I thought posting this here under rookies and trainees I would get the best response. I started a few years back doing life insurance and then about a year
and a half ago I got my series 65 to pick up AUM as I went along. I'm
now changing my business to focus on AUM and also I would like to do
some REITS and other forms of DPP.
My assets are really small just under 2 million (yes you can laugh as this was not my focus) , but I'm confident if
that is my main focus I can bring in about 5 mm a year plus continue my commision business.
I'm under an independent RIA firm right now and some of the other guys have there 7.
Any ideas on what indy bd's I can go with that will sponsor me for my 7?
I also forgot to mention that I would like to keep my AUM under my
current RIA and not move that part of my business just use my series 7
for VA's and DPP's.