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Mar 13, 2007 11:05 pm

Hey folks,

I just wanted to say hello to everyone, and how I am excited to be a registered rep(taking my S6 on thursday), I know we have a few great minds in here I just wanted to say thanks for all your future feedbacks and for contributing to this forum.

I have a few quick questions for you folks:

as registered reps can we legally called ourselves Financial Advisors?
or do we have to be CFP qualified in order to do so?

How can you registered I as an RIA?

Mar 13, 2007 11:36 pm

How can you be excited to be something that you’re not?

Mar 13, 2007 11:38 pm

[quote=Bobby Hull]How can you be excited to be something that you're not? [/quote]

That was mean...All I wanted was to say hello...and I been with this company for years now, I just got sponsored to take the test...geeze never mind, shows you how nice this board is

Mar 13, 2007 11:42 pm

my troll detector is going off…

Mar 14, 2007 1:13 am

Can someone post a link to the Yahoo Finance Forums and give these jokers somewhere to post their drivel.

Mar 14, 2007 1:15 am

[quote=CueYouWhy]

[quote=Bobby Hull]How can you be excited to be something that you're not? [/quote]

That was mean...All I wanted was to say hello...and I been with this company for years now, I just got sponsored to take the test...geeze never mind, shows you how nice this board is

[/quote]

Hello.

Mar 14, 2007 2:14 am

[quote=CueYouWhy]

Hey folks,



I just wanted to say hello to everyone, and how I am excited to be a

registered rep(taking my S6 on thursday), I know we have a few great

minds in here I just wanted to say thanks for all your future feedbacks

and for contributing to this forum.





I have a few quick questions for you folks:



as registered reps can we legally called ourselves Financial Advisors?or

do we have to be CFP qualified in order to do so?



How can you registered I as an RIA?

[/quote]



Cue, with respect to your questions, you’re going to have to let yourself

be guided by your compliance department for those answers. I will say

that you should build a book first, then worry about becoming a

Registered Investment Advisor. Further, there are differing schools of

thought regarding the CFP. Personally, I went the CFA route but that’s a

personal choice. I think you should wait while, again building a book,

before taking on that task.



Just my $.02…
Mar 17, 2007 9:19 pm

I think this is the funniest thread I've read on these forums.

Cueyouwhy - good luck.

Mar 17, 2007 11:21 pm

Let me see if I can help:

[quote=CueYouWhy]as registered reps can we legally called ourselves Financial Advisors?[/quote]

What?


[quote=CueYouWhy]or do we have to be CFP qualified in order to do so?[/quote]

To do what?


[quote=CueYouWhy]How can you registered I as an RIA?[/quote]

Come again?

Mar 18, 2007 1:35 am

this forum is going to hell…


for the love of god …


Mar 18, 2007 1:37 am

Can you hear the sound of the toilet flushing?