SMA to RIA or IAR

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Jan 7, 2010 4:29 pm

Anyone on here have experience working for a SMA firm who has transitioned a book of business to an RIA or as IAR for a broker dealer?  Wondering how I find out if my firm is part of the broker protocol.  Thoughts/advice?...