Skip navigation

Part time RIA or Representative (Series 65)

or Register to post new content in the forum

 

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Apr 8, 2012 6:52 am

Is it possible to open a Registered Investment Advisor firm to work only on weekend?

I'm a techie guy and make upward of 200K so don't want to leave my job. I love finance and would like to some day float my own 'Mutual Funds'. Is it possible to start part time with my RIA firm?

Apr 8, 2012 3:20 pm

Who will talk to a client who calls during normal working hours? Place all trade orders on the weekend?

What would the focus of the RIA be?

Apr 8, 2012 5:43 pm

I'm planning to have a full time employee who handles the calls and also responsible for paperwork for the accounts but won't be responsible for giving any financial advice.