Compliance Consultants?

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Sep 21, 2010 11:51 am

I just passed the series 65 and now need to register as an RIA and get the form ADV prepared, etc.

I've looked around and not sure who to use. The lawyers like to charge more but you get better service, and the 'compliance consultants' charge less but it's probably template type stuff they are offering.

Can anybody let me know if they have used a good service and is reasonable cost? I am looking for initial filing and ongoing compliance. If you don;t want to post here feel free to PM me or email me: ilikecoffee72 at gmail dot com.

Sep 21, 2010 8:09 pm

I know a guy.  Check your email.

Sep 22, 2010 12:59 pm

RIA in a Box