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Mar 3, 2008 11:31 pm

Just started new RIA....anyone know good lists?

Mar 4, 2008 6:40 am
south1451:

Just started new RIA....anyone know good lists?



I thought you said you were going with RBC?

Mar 4, 2008 9:03 am

RBC Correspondent Ser. doin the clearing

Mar 4, 2008 10:11 am

Ah so.  I hope you learn
from your ML mistake and avoid discussions with prospects until you and your
RIA are fully registered.  Saying you “just
started new RIA” and asking about lists sounds like a big red flag from a
compliance standpoint, as I have never heard of any state approving an RIA
registration in one day.  

I’m also confused about your basic strategy.  Less than a month ago you said that your
prospects were really attracted to ML’s lending platform, and that you felt
that you “must have a strong brand credibility.”  Have your priorities and those of your prospects changed in the few weeks since you wrote that?

Mar 4, 2008 11:40 am

will be registered in 5-7 days  ...  just getting ready   cant prospect a list in  one day

 
but i can commence to get a list  lol   Its true that the lending lead in was a big plus
 
and i percieved the brand was worth the   shall i say   pay cut  but since that is no longer
 
an option  why not do the indy thing again and use the excellent training to prospect?
 
but i now see that alot of folks do want to do biz with me   i never tried to skirt any
 
regulatory stuff
Mar 4, 2008 12:29 pm

finding out about diff lists surely doesnt meet the def of "soliciting"

Jun 18, 2008 3:49 pm

I used skyview management last month. It returned 12 new clients and I have some apts set later in june. I worked thru about 400 prospects. They keep up on their garuntees, I had to return roughly 30 names and I got 30 new prospects and haven't worked them all of the way thru. thier web site is www.skyviewmanagement.com my agent was j.c. If you talk to him tell him brian from edmond OK. refered you.