Transposing Your Clients' Phone Numbers -- FINRA Not Amused

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Jun 30, 2010 8:52 am

  

Okay, you are really, really unhappy at your member firm. You're getting ready to quit and set up shop somewhere else. Take this as a friendly warning. That idea you have about changing your customers' phone numbers and mailing addresses in your firm's database?

How can I put this delicately? Are you nuts? Listen, don't do it. Don't even think about doing it.?

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#800080; font-size: medium;">http://registeredrep.com/securities law/finance_notsoclever_resignation_strategy/