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Nov 3, 2005 10:19 am

What can an FA do while his license is in the process of changing firms (limbo)?



Can he contact clients?



Solicit them to transfer to his new firm?



Send them indroductory letters?




Nov 4, 2005 9:28 am

You normally shouldn't have any "limbo" period to worry about.  Licenses typically transfer the same day you resign.